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How to pass the regulatory exams?
Recording - How to Pass Financial Regulatory Certification Exams like NISM Series with Ace?
How to Pass NISM Exams with Ace - 5 Strategies
Exam Curriculum and Strategy
NISM Series III-C Securities Intermediaries Complaince (Interactive Courses & 300+MCQ's)
NISM III- C Securities Intermediaries Complaince (Interactive Courses & 300+ MCQ's)
NISM Series III-C: Securities Intermediaries Compliance Presentations
Introduction: Regulatory Overview
Chapter 1 to 3: Investment Landscape
Chapter 4 - SEBI Act,1992
Chapter 5 - SCRA_and_Rules
Chapter 6 - SEBI Regulations
Chapter 7- SEBI Regulations
Chapter 8 - SEBI (PFUTP) Regulations, 2003
Chapter 9 - PMLA Act,1992
Chapter 10 and 11: SEBI KYC and FPI Norms
Chapter 12 and 13- SEBI (Mutual Fund) Regulations, 1996
Chapter 14 - SEBI (Mutual Fund) Regulations, 1996
Chapter 15 - SEBI (Alternative Investment Funds) Regulations, 2012
Chapter 16 - SEBI (InvIT) Regulations, 2014
Chapter 17- SEBI (REIT) Regulations, 2014
Practice Papers (MCQs)
NISM Series III-C: 50+ MCQs High Weightage Marks
NISM Series III-C: 50+ MCQs Foundational MCQs
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